Hiring: Branch Office Examiner, Compliance Company: Corebridge Financial Location: Kings County, NY Job Posted Time: 2026-09-10 11:54:27 Employment Type: Remote Target Skills & Keywords : Microsoft Excel, Microsoft Office, Microsoft PowerPoint, Series 24, Series 7 About the job Experience: •3+ years Financial Services industry experience - Compliance or Branch Exams experience preferred. Required Skills: •Conduct approximately 75-125 comprehensive examinations per year. •Travel independently up to 50% of the time. •Schedule and discuss exam expectations with the branch management. •Prepare for each exam by generating and analyzing various reports and conducting comprehensive pre-examination research. •Review exam findings with branch management. •Draft and issue high quality examination reports in a timely manner. •Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations and firm policies during the exam. •Interpret the Written Supervisory Procedures, FINRA manual, Compliance notices and other publications concerning broker/dealer regulation. Qualifications: •Detailed knowledge of the retail brokerage business, investment advisory business, and common investment products - including mutual funds, variable annuities, stocks, and bonds. •FINRA Series 24 license is strongly preferred or must be obtained within 90 days of employment. Two testing opportunities will be allowed. •Strong verbal and written communications skills required. •Proficiency in MS Office, including Word, PowerPoint, Excel and OneDrive. •Proficiency in Smarsh and RegEd preferred. •High school diploma required; college degree strongly preferred. •Must be extremely detail-oriented, investigative and can work independently. •Must be able to deliver negative results in a professional manner. Compensation: •$65,000 - $75,000 / year •Flexible work environment (work from home / hybrid options) •Competitive benefits and rewards package •In addition, the position is eligible for a discretionary bonus in accordance with the terms of the applicable incentive plan Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!