Hiring: Branch Examiner Company: Madison-Davis, LLC Location: Dallas, TX Job Posted Time: 2026-09-03 11:00:18 About the job Required Skills: •Conduct periodic compliance examinations of branch offices and home office departments, documenting findings and communicating results in a clear and objective manner •Identify potential regulatory risks or control weaknesses and partner with stakeholders to support remediation efforts •Provide guidance and education to employees on regulatory expectations, firm policies, and compliance best practices •Support investment advisory compliance activities, including preparation and updates related to Form ADV disclosures •Participate in the review, maintenance, and enhancement of written supervisory procedures and internal policies •Assist with compliance surveillance activities such as employee trading reviews, marketing and advertising oversight, electronic communications monitoring, and customer complaint review •Support regulatory examinations, information requests, and other departmental initiatives as assigned by Compliance leadership •Approximately 30–40% travel required for branch inspections. Qualifications: •Assist with firmwide regulatory certification processes, including annual executive certifications Compensation: •$60,000 - $85,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!