Hiring: AVP, Credit Risk Control Company: Cantor Fitzgerald Location: Jacksonville, FL Job Posted Time: 2026-09-10 11:43:43 Target Skills & Keywords : CFA, Microsoft Excel, Python, Risk Management, SQL About the job Experience: •4 years of experience in credit risk, market risk, or risk control functions at a broker-dealer, bank, or trading firm Required Skills: •Own and monitor daily credit and capital thresholds under SEC Rule 15c3-5, including client-level, desk-level, and aggregate market access limits •Design, calibrate, and periodically review pre-trade risk controls (order size, notional, price collar, message rate, and erroneous order checks) in coordination with electronic trading and technology teams •Investigate limit breaches, exception reports, and control overrides; escalate material issues per governance protocol •Partner with Compliance on the annual CEO certification process required under 15c3-5, including documentation of control effectiveness testing •Support onboarding of new clients/counterparties by setting risk-based credit limits and market access parameters •Monitor counterparty exposure (gross and net), margin/collateral sufficiency, and concentration risk across products •Produce regular MI/reporting for senior management, Risk Committee, and regulators (FINRA, SEC) on market access control performance •Contribute to control enhancement projects, including automation of limit monitoring and real-time surveillance tooling Qualifications: •3–4 years of experience in credit risk, market risk, or risk control functions at a broker-dealer, bank, or trading firm •Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required) •Operational familiarity with front office Order Management Systems (OMS) and how limit checks integrate with trading workflows (required) •Operational familiarity with FINRA rules related to supervision of algorithmic trading and market access (e.g., Rule 3110, guidance on effective supervisory procedures) •Understanding of counterparty credit risk concepts: exposure measurement, margin/collateral, netting, and limit-setting methodologies •Strong SQL/Python/Excel/Power BI skills for data analysis and control monitoring •Bachelor's degree in Finance, Economics, Mathematics, or related field; relevant certifications (FRM, CFA) a plus •Excellent communication skills; ability to work cross-functionally with Trading, Technology, Compliance, and Legal Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!