Associate General Counsel - Mutual Funds

Neuberger - New York, NY

Hiring: Associate General Counsel - Mutual Funds Company: Neuberger Location: New York, NY Job Posted Time: 2026-09-03 11:00:07 Employment Type: Hybrid About the job Experience: •5 years of experience working with U.S. registered funds and the Investment Company Act of 1940 at a major U.S. law firm or with an in-house legal department •At least 5 years of experience working with U.S. registered funds and the Investment Company Act of 1940 at a major U.S. law firm or with an in-house legal department Required Skills: •Providing ongoing advice with respect to structuring and maintaining registered investment vehicles, including the preparation and on-going review of registration statements •Advising a variety of internal business clients, including portfolio managers, marketing and sales personnel on a variety of legal and regulatory matters associated with current and proposed business and operational initiatives •Ensuring productive relationships with regulators and internal and external clients and boards of trustees/directors by demonstrating superior responsiveness and client service •Preparing materials for boards of trustees/directors on a variety of routine and ad hoc legal and compliance matters •Drafting and negotiating various contracts, including: (i) investment management agreements; (ii) intermediary distribution and servicing agreements; (iii) non-disclosure agreements; and (iv) agreements with various service providers •Keeping abreast of new regulatory developments and acting as a liaison in implementation of rules and regulations •Reviewing marketing materials and other client communications, including client information requests and requests for proposals •Adjusting job responsibilities to accommodate changing priorities while managing multiple requirements and timelines Qualifications: •Bachelor’s degree and JD required •Member of New York State Bar (or the ability to waive in) •Mutual Funds/ 1940 Act experience required •Capable of working independently but with ability to recognize when to seek guidance in complex situations •Pro-active approach with the ability to engage with and communicate effectively with senior management •Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship. Compensation: •$200,000 - $225,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!