Hiring: Associate Director, Deputy to the BSA AML Officer, RBC Capital Markets, LLC & RBC CMA, Ltd - U.S. Financial Crimes Company: RBC Location: Jersey City, NJ Job Posted Time: 2026-09-10 07:42:04 Employment Type: Full-time Target Skills & Keywords : ABAC, Regulatory Compliance About the job Required Skills: •Actively facilitate and support BSA AML Officer of RBC Capital Markets, LLC (“RBCCM LLC”) and RBC CMA, Ltd (“CMA”) in the oversight and execution of Financial Crimes requirements of the for the broker dealer. •Provide ongoing financial crimes subject matter and policy expertise to support the BSA AML Officer, and with 1LOD, 2LOD, and 3LOD. •Assist the BSA Officer with oversight, monitoring, and effective challenge of the control environment. •Lead in drafting the quarterly US CM Quarterly AML Report and presenting it to the US Head of Financial Crimes and US senior financial crimes management (i.e. metrics, analysis on trends, issue management etc.) and other reporting as applicable (i.e. regulatory) with oversight from the BSA Officer •Actively support the BSA AML Officer with Audit & Regulator engagement and assist with the timely resolution of requests for information, reporting and remediation of findings •Ensure that US AML regulatory obligations (BSA/USA PATRIOT Act/AML Act and updates to the CDD Rule) are met •Interface with primary and key regulators (e.g., FRB, FINRA) •Facilitate the development of controls for mitigating financial crimes risks and identify gaps/remedial steps (issue management) meeting regulatory requirements and other expectations Qualifications: •Understanding of relevant emerging risks preferred (e.g. cryptocurrency) •Exceptional written, verbal communication, and analytical skills Compensation: •$120,000 - $200,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!