Hiring: Associate Director, Branch Inspection Program Company: First Command Financial Services, Inc. Location: Fort Worth, TX Job Posted Time: 2026-09-10 11:35:51 Target Skills & Keywords : Quality Assurance, Series 24, Series 7 About the job Experience: •8+ years of experience in financial services compliance •3-5 years of leadership experience overseeing a team within a compliance, audit, or inspection function. •Previous experience as a field examiner in the securities industry preferred. •FINRA Series 7 and Series 24 required Required Skills: •How will this role impact First Command? •The Associate Director, Branch Inspection Program, is responsible for the strategic oversight, execution, and continuous enhancement of First Command’s Inspection Program to ensure compliance with Federal, State, SEC, and FINRA regulatory requirements, as well as the firm supervisory procedures. •This role expands beyond program execution to include leadership, talent development, and quality assurance oversight ensuring the program is scalable, risk aligned, and exam ready. The Associate Director partners with Compliance Leadership to establish inspection strategy and drive consistency. •What will the employee do in this role? •Own and lead the design, execution, and continuous enhancement of the firm’s risk-based inspection program, including annual risk assessment and inspection frequency determination •Provide strategic direction for targeted inspections based on emerging regulatory or internal risk trends •Define roles, responsibilities, and career progression pathways across the inspection team. •Build and oversee the inspection team structure Qualifications: •A bachelor's degree is required. •Demonstrated capacity to travel to field office locations •Thoroughly familiar with FINRA, SEC and State specific rules and regulations for Investment Advisors and Broker-Dealers. •Thoroughly familiar with insurance and investment products •Excellent verbal and written communication skills. •Demonstrated capacity to analytically assess the significance of findings and pursue them to their logical conclusion. •Demonstrated capacity to work independently with minimal supervision. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!