Hiring: AML Compliance Officer Company: RQD* Clearing Location: New York, NY Job Posted Time: 2026-09-11 11:54:27 Employment Type: Hybrid Target Skills & Keywords : .NET, Azure, C#, Equities, Series 7, T-SQL About the job Experience: •This is an opportunity to work for a fintech start-up and to be an integral part of growing a broker-dealer from the ground up. As a small, hardworking team, we pride ourselves on our entrepreneurial culture and cross-team collaboration. •Effective communicator -- able to interact well with different teams and personalities Required Skills: •Assist in directing the firm’s regulatory priorities and compliance program •Serve as the initial point of contact with respect to client on-boarding. This includes: obtaining and verifying client KYC documentation to ensure adherence to all Compliance policies, procedures and regulatory/AML obligations •Conduct comprehensive internal compliance reviews such as wire and ACH surveillance activity exception reports •Assist in responding to regulatory inquiries and audits as needed •Draft and update policies and procedures such as WSPs and AML •Design and administering of periodic AML, sanctions or regulatory training •Internal communication and support for operation and development staff •Involvement in the firm’s SAR filing process Qualifications: •Proactive, self-starter -- able to work well under pressure •5+ years related experience •T-SQL + .NET(C#) + Microsoft Azure Stack Compensation: •$120,000 - $160,000 / year •Annual Bonus and Stock options Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!